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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-07-16 |
Branch Locations
101 W Big Beaver Road Suite 705, Troy, MI 48084 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Enterprise Llc | Troy | MI | 06/2025 | Present |
| Gemini Compliance Strategies | Detroit | MI | 08/2015 | 04/2022 |
| Chawla Legal Group, Plc | New Baltimore | MI | 03/2018 | Present |
1. 06/05/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Troy, MI - INV REL - Start Date 06/04/2025 - 160hrs/mth 2. 06/05/2025 - N/A - Non variable insurance - Non-Variable Insurance/Insurance Agency - Troy, MI - INV REL - Start Date 06/04/2025 - 160hrs/mth 3. 06/05/2025 - Dinesh K. Chawla - Notary Public - Notary - New Baltimore, MI - INV REL - Start Date 10/10/2018 - 1hr/mth 4. 06/05/2025 - Chawla Legal Group, PLC - Attorney/ Legal Services - New Baltimore, MI - INV REL - Start Date 02/01/2018 - 215hrs/mth - 130hrs During Trading 5. 06/05/2025 - Chawla Legal Group, PLC - Business Entity For Tax/Investment Purposes Only - New Baltimore, MI - INV REL - Start Date 11/02/2009 - 215hrs/mth - 130hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-09 |
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