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1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-06-13 |
Branch Locations
1745 S Naperville Rd Suite 200, Wheaton, IL 60189 • United States
10000 Avalon Boulevard Suite 760, Alpharetta, GA 30009 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Parrish Construction Group | Alpharetta | GA | 03/2022 | 03/2024 |
| Contech Engineered Solutions | Conyers | GA | 03/2024 | 12/2024 |
| Hoffman Financial Group Llc | Alpharetta | GA | 12/2024 | Present |
| Brookstone Capital Management | Wheaton | IL | 06/2025 | Present |
| The Reinforced Earth Company | Kennesaw | GA | 05/2021 | 03/2022 |
| United Contractor Services Llc | Kennesaw | GA | 08/2020 | 05/2021 |
| Ward- Humphrey General Contrators | Marietta | GA | 05/2020 | 08/2020 |
| Eagle Watch Gold Club Restaurant | Woodstock | GA | 05/2018 | 05/2020 |
| Kennesaw State University | Kennesaw | GA | 08/2017 | 12/2021 |
| Vinings Floorcovering | Marietta | GA | 05/2019 | 08/2019 |
| Woodstock Highschool | Woodstock | GA | 08/2013 | 05/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-05-15 |
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