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Spencer Adams

The Patriot Financial Group, LLC

Omaha, NE

Walpole, MA

Lincoln, NE

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Current Employers
The Patriot Financial Group, Llc

55 West Street Suite 201, Walpole, MA 02081 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2025-06-12
  • NE RA
    APPROVED
    Since 2025-06-12

Branch Locations

17002 Marcy St. Ste 120, Omaha, NE 68118 • United States

55 West Street Suite 201, Walpole, MA 02081 • United States

3401 Village Drive Suite 208, Lincoln, NE 68516 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Nebraska At Omaha Omaha NE 05/2015 05/2018
Adaptive Investments Alpharetta GA 05/2018 06/2022
Unified Legacy Advisors Omaha NE 06/2022 Present
The Patriot Financial Group Insurance Agency, Llc Omaha NE 05/2025 Present
  • 05/2015 → 05/2018
    University Of Nebraska At Omaha
    Omaha, NE
  • 05/2018 → 06/2022
    Adaptive Investments
    Alpharetta, GA
  • 06/2022 → Present
    Unified Legacy Advisors
    Omaha, NE
  • 05/2025 → Present
    The Patriot Financial Group Insurance Agency, Llc
    Omaha, NE
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-05-24
  • S65 Uniform Investment Adviser Law Examination
    2025-05-24

View on SEC IAPD

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