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Stephanie Leah Catherine Delano

Wells Fargo Clearing Services, LLC

Birmingham, AL

Auburn, AL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-09-09
  • AL RA
    APPROVED
    Since 2025-09-09

Branch Locations

2801 Highway 280 S Ste 400 [A1-Rbo], Birmingham, AL 35223 • United States

2001 E University Dr, Auburn, AL 36830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Birmingham AL 06/2025 Present
Wells Fargo Bank, Na Birmingham AL 03/2022 Present
Regions Bank Opelika AL 06/2021 03/2022
Ulta Beauty Opelika AL 09/2014 06/2021
  • 06/2025 → Present
    Wells Fargo Clearing Services, Llc
    Birmingham, AL
  • 03/2022 → Present
    Wells Fargo Bank, Na
    Birmingham, AL
  • 06/2021 → 03/2022
    Regions Bank
    Opelika, AL
  • 09/2014 → 06/2021
    Ulta Beauty
    Opelika, AL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-09-09
S63 Uniform Securities Agent State Law Examination 2025-08-15
  • S65 Uniform Investment Adviser Law Examination
    2025-09-09
  • S63 Uniform Securities Agent State Law Examination
    2025-08-15
Other Names
  • Stephanie Leah Catherine Marshall
  • Stephanie Delano

View on SEC IAPD

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Other Offices

THRIVENT INVESTMENT MANAGEMENT INC. · BIRMINGHAM, AL
PFS INVESTMENTS INC. · HOOVER, AL
PMD ADVISORY · HOOVER, AL
CETERA INVESTMENT ADVISERS LLC · BIRMINGHAM, AL
CETERA INVESTMENT ADVISERS LLC · HOOVER, AL
NFSG CORPORATION · HOOVER, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Hoover, AL
PFS INVESTMENTS INC. · HOOVER, AL

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