Best Investors
Account
Sign in
Rockefeller Financial LLC CRD 291361
$99.6B regulatory AUM 223 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-05 |
| PA | RA | APPROVED | 2026-06-04 |
Branch Locations
One Tower Bridge, 100 Front Street Suite 1325, Conshohocken, PA 19428 • United States
180 Park Ave Suite 203, Florham Park, NJ 07932 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rockefeller Financial Llc | Conshohocken | PA | 06/2025 | Present |
| Aesop'S Neck Partners, Llc | New York | NY | 09/2023 | 06/2025 |
| England Securities, Llc | New York | NY | 07/2021 | 08/2023 |
| Wake Forest Univerisity | Winston Salem | NC | 08/2017 | 06/2021 |
| La Salle College High School | Wyndmoor | PA | 09/2013 | 07/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-04 |
Reach out to this advisor