Mark Howard Gallups

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2026-05-26

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporate	Brentwood	TN	02/2026	Present
Ubs	New York	NY	09/2025	12/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporate	New York	NY	06/2025	08/2025
New York Empire Baseball	New York	NY	09/2024	06/2025
Lcr Wealth Management	Westport	CT	06/2024	08/2024
The Delivery Source	Jacksonville	FL	06/2023	08/2023
Calhoun Community College	Decatur	AL	08/2021	05/2023
Woodward Academy	Atlanta	GA	08/2007	05/2021
Purcell Ventures Llc	Madison	AL	06/2023	08/2023
Fordham University	New York	NY	08/2023	06/2024
Bank Of America, N.A.	Brentwood	TN	03/2026	Present

02/2026 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporate

Brentwood, TN
09/2025 → 12/2025

Ubs

New York, NY
06/2025 → 08/2025

Merrill Lynch, Pierce, Fenner & Smith Incorporate

New York, NY
09/2024 → 06/2025

New York Empire Baseball

New York, NY
06/2024 → 08/2024

Lcr Wealth Management

Westport, CT
06/2023 → 08/2023

The Delivery Source

Jacksonville, FL
08/2021 → 05/2023

Calhoun Community College

Decatur, AL
08/2007 → 05/2021

Woodward Academy

Atlanta, GA
06/2023 → 08/2023

Purcell Ventures Llc

Madison, AL
08/2023 → 06/2024

Fordham University

New York, NY
03/2026 → Present

Bank Of America, N.A.

Brentwood, TN

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-05-26

Other Firms