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Stephanie Ann Saccone

Citigroup Global Markets Inc.

Fountain Valley, CA

Encinitas, CA

Solana Beach, CA

CRD 8104816

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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-11
  • CA RA
    APPROVED
    Since 2025-08-11

Branch Locations

Citi Wealth Management, Sales 17400 Brookhurst St., Ste 200, Fountain Valley, CA 92708 • United States

Citi Retail Banking 109 North El Camino Real Ste 5, Encinitas, CA 92024 • United States

Citi Retail Banking 740 Lomas Santa Fe Drive, Suite 209, Solana Beach, CA 92075 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citibank Encinitas CA 12/2016 Present
Mufg Union Bank Oceanside CA 04/2016 11/2016
  • 12/2016 → Present
    Citibank
    Encinitas, CA
  • 04/2016 → 11/2016
    Mufg Union Bank
    Oceanside, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-12
  • S66 Uniform Combined State Law Examination
    2025-02-12
Other Names
  • Stephanie Saccone
  • Stephanie Ann Waterbury

View on SEC IAPD

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