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Rebecca Kathleen Peterson

LPl Financial LLC

Rockford, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-07-03
  • IL RA
    APPROVED
    Since 2025-07-03

Branch Locations

3202 N Mcfarland Road, Rockford, IL 61114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nfp Insurance Solutions Chicago IL 07/2023 03/2025
Monarch Solutions Rockford IL 05/2016 04/2023
Unemployed Rockford IL 05/2023 06/2023
Bmo Harris Bank Rockford IL 06/2025 Present
Lpl Financial, Llc Rockford IL 06/2025 Present
  • 07/2023 → 03/2025
    Nfp Insurance Solutions
    Chicago, IL
  • 05/2016 → 04/2023
    Monarch Solutions
    Rockford, IL
  • 05/2023 → 06/2023
    Unemployed
    Rockford, IL
  • 06/2025 → Present
    Bmo Harris Bank
    Rockford, IL
  • 06/2025 → Present
    Lpl Financial, Llc
    Rockford, IL
Other Businesses

1. Start Date : 06/02/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name / BMO Investment Services - 0 Hrs/Mth - 0 Hrs During Trading - Time Spent: 0.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-16
  • S66 Uniform Combined State Law Examination
    2025-04-16
Other Names
  • Rebecca Peterson
  • Rebecca K Sims
  • Rebecca K Brace
  • Rebecca K Peterson

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP.
FIFTH THIRD SECURITIES, INC.
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Other Investors

JASON JEFFREY WERNER
JENNIFER ELISE LEWIS
ZORANA OKILJ
DAVID RAY FEHRLE
JACK E WHEELER
THOMAS MARTIN WEIGHTMAN
EMILY MANEY VANHILLE
ERICH LEE VARGAZ

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · ROCKFORD, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ROCKFORD, IL
AMERIPRISE FINANCIAL SERVICES, LLC · Rockford, IL
STACKSTONE WEALTH, LLC · ROCKFORD, IL
EDWARD JONES · ROCKFORD, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Rockford, IL
FIFTH THIRD SECURITIES, INC. · ROCKFORD, IL
UNITED CAPITAL FINANCIAL ADVISORS · ROCKFORD, IL

More in Rockford, IL

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