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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-18
AZ RA APPROVED 2026-03-03
  • TX RA
    APPROVED
    Since 2026-06-18
  • AZ RA
    APPROVED
    Since 2026-03-03

Branch Locations

3131 E Camelback Road Suite 100, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Renaissance Financial Phoenix AZ 05/2025 08/2025
Valley Of The Sun Jewish Community Center Scottsdale AZ 05/2023 01/2025
Jimmy Johns Scottsdale AZ 05/2021 08/2022
Daily Dose Bar And Grill Phoenix AZ 05/2020 01/2021
Cocopah Middle School Scottsdale AZ 08/2015 08/2018
Chaparral High School Scottsdale AZ 08/2018 05/2022
University Of Arizona Tucson AZ 08/2022 Present
Cetera Wealth Services, Llc El Segundo CA 10/2025 Present
Renaissance Financial Phoenix AZ 08/2025 Present
Cetera Wealth Services, Llc El Segundo CA 05/2025 10/2025
Cetera Investment Advisers Llc Schaumburg IL 02/2026 Present
  • 05/2025 → 08/2025
    Renaissance Financial
    Phoenix, AZ
  • 05/2023 → 01/2025
    Valley Of The Sun Jewish Community Center
    Scottsdale, AZ
  • 05/2021 → 08/2022
    Jimmy Johns
    Scottsdale, AZ
  • 05/2020 → 01/2021
    Daily Dose Bar And Grill
    Phoenix, AZ
  • 08/2015 → 08/2018
    Cocopah Middle School
    Scottsdale, AZ
  • 08/2018 → 05/2022
    Chaparral High School
    Scottsdale, AZ
  • 08/2022 → Present
    University Of Arizona
    Tucson, AZ
  • 10/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2025 → Present
    Renaissance Financial
    Phoenix, AZ
  • 05/2025 → 10/2025
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 02/2026 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 08/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: ARIZONA FINANCIAL PLANNING CLUB; INVESTMENT RELATED: NO; ADDRESS: TUCSON, AZ 85719; NATURE OF BUSINESS: SCHOOL CLUB; START DATE: 01/2024; POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: PLAN WEEKLY EVENTS WITH MAJOR FINANCIAL PLANNING FIRMS AND ORGANIZE MEETINGS TO HELP GET STUDENTS CONNECTED, NETWORK, AND HIRED FOR INTERNSHIPS AND FUTURE CAREERS; 3. NAME OF OTHER BUSINESS: ZETA BETA TAU; INVESTMENT RELATED: NO; ADDRESS: TUCSON, AZ 85719; NATURE OF BUSINESS: FRATERNITY; START DATE: 09/2022; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: WORK CLOSELY WITH MY MEMBERS TO KEEP OUR ACADEMICS UP TO PAR WITH SCHOOL STANDARDS WHILE ALSO KEEPING ALUMNI CONNECTED;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-26
  • S66 Uniform Combined State Law Examination
    2026-02-26

View on SEC IAPD

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