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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-11-10 |
| NY | RA | APPROVED | 2025-09-26 |
Branch Locations
1343 Ulster Avenue, Kingston, NY 12401 • United States
451 Washington Ave, Kingston, NY 12401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Kingston | NY | 05/2025 | Present |
| Rock City Music Corp Dba Woodstock Music Shop | Woodstock | NY | 05/2009 | Present |
| Bank Of America | Kingston | NY | 02/2017 | 10/2018 |
| Bank Of America | Kingston | NY | 10/2018 | 09/2021 |
| Bank Of America, N.A. | Kingston | NY | 07/2025 | Present |
I*2497375, Entity Type Entity For Profit, Name of OBA:Rock City Music Corp dba Woodstock Music Shop Address:WoodstockNew York12498 Investment Related:No Position, Title, Association:Officer,Owner Employee Start Date: 05/07/2009 No Hours: 20 Monthly No Hours during trading: 0 Duties:Co Owner of a music retail store. Responsibilities include: Accounts Payable/Receivable, Payroll, Inventory Management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-26 |
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