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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-09-19 |
Branch Locations
101 W Bypass, Andalusia, AL 36420 • United States
2801 Highway 280 S Ste 400 [A1-Rbo], Birmingham, AL 35223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Andalusia | AL | 05/2025 | Present |
| Wells Fargo Bank, Na | Andalusia | AL | 05/2025 | Present |
| Hyundai Steel | Greenville | AL | 01/2025 | 05/2025 |
| Ozark Materials | Greenville | AL | 04/2022 | 01/2025 |
| State Farm | Evergreen | AL | 02/2021 | 04/2022 |
| At&T | Andalusia | AL | 08/2006 | 02/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 2025-07-29 |
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