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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-12-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Andalusia | AL | 02/2002 | 07/2025 |
| Cetera Investment Services Llc | St. Cloud | MN | 02/2019 | 10/2024 |
| Cetera Invesment Advisers Llc | Andalusia | AL | 07/2023 | 10/2024 |
| Cetera Investment Services Llc | Saint Cloud | MN | 12/2025 | Present |
| Cetera Investment Advisers Llc | Andalusia | AL | 12/2025 | Present |
| Ccb Community Bank | Andalusia | AL | 08/2025 | 11/2025 |
| Regions Bank | Andalusia | AL | 12/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-23 |
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