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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-22 |
| ND | RA | APPROVED | 2026-05-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Financial | Appleton | WI | 05/2026 | 06/2026 |
| Tradehome Shoes | Mankato | MN | 04/2022 | 06/2025 |
| Firstlink | Fargo | ND | 08/2021 | 04/2022 |
| North Dakota State University | Fargo | ND | 08/2018 | 05/2022 |
| Holiday | Stanley | ND | 08/2016 | 06/2018 |
| Cetera Wealth Services Llc | El Segundo | CA | 06/2025 | 04/2026 |
| Cetera Investment Advisors | Schaumburg | IL | 10/2025 | 04/2026 |
| Thrivent Investment Management Inc | Fargo | ND | 04/2026 | Present |
| Thrivent Financial | Appleton | WI | 06/2026 | Present |
JK & SONS, LLC DBA BROADWAY RICKSHAW POSITION: Driver NATURE: Giving rides on a bicycle throughout the Fargo Moorhead area. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2026 ADDRESS: 1555 Woodridge Lane, West Fargo ND 58078, United States DESCRIPTION: Picking up and dropping off riders throughout the Fargo Moorhead area. Providing taxi services for events at venues.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-25 |
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