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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-12-17 |
Branch Locations
405 Colorado St Floor 25 & 24, Austin, TX 78701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities | Irving | TX | 02/2013 | 05/2022 |
| Guardian Life Insurance Company Of America | Irving | TX | 02/2013 | 05/2022 |
| Mass Mutual Life Insurance Company | Dallas | TX | 05/2022 | 12/2024 |
| Mml Investors Services Llc | Dallas | TX | 05/2022 | 12/2024 |
| J.P. Morgan Securities Llc | San Antonio | TX | 12/2024 | Present |
| Jpmorgan Chase Bank, N.A. | San Antonio | TX | 12/2024 | Present |
| Spectrum Financial Group | Dallas | TX | 06/2022 | 12/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-07-22 |
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