Amy M Stone

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 04/2018
  Suntrust Investment Services, Inc.
  Atlanta, GA
• 09/2016 → 04/2018
  Suntrust Advisory Services
  Atlanta, GA
• 04/2018 → 01/2021
  Suntrust Investment Services, Inc
  Atlanta, GA
• 04/2018 → 01/2021
  Suntrust Advisory Services, Inc
  Atlanta, GA
• 01/2021 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Williamsburg, VA
• 02/2021 → Present
  Bank Of America, N.A.
  Williamsburg, VA

Previous Registrations

• 2016-09-21 → 2021-01-28
  Truist Advisory Services, Inc.
  Williamsburg, VA
  Williamsburg, VA
  Williamsburg, VA
  Lightfoot, VA
• 2013-01-11 → 2016-12-31
  Truist Investment Services, Inc.
  Williamsburg, VA
  Williamsburg, VA
  Williamsburg, VA
  Williamsburg, VA
• 2007-12-20 → 2013-01-15
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Williamsburg, VA

Exams

• S66 Uniform Combined State Law Examination
  2007-12-18

Other Names

• Amy Smoot
• Amy Michelle Smoot
• Amy Michelle Stone
• Amy M Smoot
• Amy Stone