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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-04
VA RA APPROVED 2021-01-22
  • TX RA
    APPROVED_RES
    Since 2021-03-04
  • VA RA
    APPROVED
    Since 2021-01-22

Branch Locations

266 Mclaws Cir, Williamsburg, VA 23185 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc. Atlanta GA 01/2013 04/2018
Suntrust Advisory Services Atlanta GA 09/2016 04/2018
Suntrust Investment Services, Inc Atlanta GA 04/2018 01/2021
Suntrust Advisory Services, Inc Atlanta GA 04/2018 01/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Williamsburg VA 01/2021 Present
Bank Of America, N.A. Williamsburg VA 02/2021 Present
  • 01/2013 → 04/2018
    Suntrust Investment Services, Inc.
    Atlanta, GA
  • 09/2016 → 04/2018
    Suntrust Advisory Services
    Atlanta, GA
  • 04/2018 → 01/2021
    Suntrust Investment Services, Inc
    Atlanta, GA
  • 04/2018 → 01/2021
    Suntrust Advisory Services, Inc
    Atlanta, GA
  • 01/2021 → Present
    Williamsburg, VA
  • 02/2021 → Present
    Bank Of America, N.A.
    Williamsburg, VA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-18
  • S66 Uniform Combined State Law Examination
    2007-12-18
Other Names
  • Amy Smoot
  • Amy Michelle Smoot
  • Amy Michelle Stone
  • Amy M Smoot
  • Amy Stone

View on SEC IAPD

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