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2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-02-04 |
Branch Locations
13843 W. Meeker Blvd. Suite #105, Sun City West, AZ 85375 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Law Office Of Dennis Caufield, Llc | Sun City West | AZ | 05/2009 | Present |
| Centaurus Financial, Inc. | Anaheim | CA | 07/2025 | Present |
1. PRIME WEALTH ADVISORS POSITION: Investment Advisor Rep NATURE: Estate planning INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 07/01/2025 ADDRESS: 13483 W Meeker Blvd, Suite 105, Sun City West AZ 85375, United States DESCRIPTION: Estate planning 2. LAW OFFICE OF DENNIS CAUFIELD, LLC POSITION: Attorney NATURE: Estate Planning and Administration INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 05/01/2009 ADDRESS: 13483 W Meeker Blvd, Suite 105, Sun City West AZ 85375, United States DESCRIPTION: Estate planning
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-10-18 |
| S63 | Uniform Securities Agent State Law Examination | 2025-08-30 |
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