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Inactive

Katharine Augusta Schwartz

Arbor Financial Services, LLC

Downers Grove, IL

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Current Employers
Arbor Financial Services, Llc

2001 Butterfield Road Suite 500, Downers Grove, IL 60515 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-05-13
  • IL RA
    APPROVED
    Since 2025-05-13

Branch Locations

2001 Butterfield Road Suite 500, Downers Grove, IL 60515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lifestart Wellness Network Chicago IL 09/2011 09/2020
Arbor Financial Services Llc Downers Grove IL 09/2020 05/2025
Arbor Financial Services Llc Downers Grove IL 05/2025 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-05-12
  • S65 Uniform Investment Adviser Law Examination
    2025-05-12
Other Names
  • Katharine Augusta Williams

View on SEC IAPD

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Other Offices

JMG FINANCIAL GROUP LTD · DOWNERS GROVE, IL
CAPSTONE FINANCIAL ADVISORS INC · DOWNERS GROVE, IL
FELDMAN, INGARDONA & CO · DOWNERS GROVE, IL
CLEMENT STREET CAPITAL LLC · DOWNERS GROVE, IL
EAGLE STRATEGIES LLC · DOWNERS GROVE, IL
AMERIPRISE FINANCIAL SERVICES, LLC · DOWNERS GROVE, IL
EDWARD JONES · DOWNERS GROVE, IL
APOLLON FINANCIAL, LLC · Downers Grove, IL

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