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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2021-08-26 |
Branch Locations
7460 Halcyon Pointe Drive Suite #101, Montgomery, AL 36117 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Montgomery | AL | 08/2014 | 10/2019 |
| Raymond James & Associates, Inc. | Montgomery | AL | 08/2021 | Present |
| Wythe Press Llc | Montgomery | AL | 10/2019 | 08/2021 |
(1)Name of Business: Wythe Press, LLC. Address: 2001 S. Hull St., Montgomery, AL, 36104, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 05/27/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Wythe Press LLC is an entity formed for the purpose of publishing a historical/architecture book prior to joining Raymond James. At this point the business receives revenue from the sales of the remaining book inventory. Monthly time commitment is less than one hour. There is no overlap between my responsibilities at Raymond James and the very limited scope of my responsibility with the LLC. As of today, no inventory remains and I am only resubmitting as the LLC is still active.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-14 |
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