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Thomas Jeffrey Balas

J.P. Morgan Securities LLC

Orange, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-04-20
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2016-04-20
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

225 N. Tustin Ave, Orange, CA 92867 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Orange CA 10/2012 Present
Jp Morgan Chase Bank, N.A. Orange CA 10/2012 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-07
  • S66 Uniform Combined State Law Examination
    2005-09-07
Other Names
  • Thomas Jeffrey Balas
  • Tom Jeffrey Balas
  • Tom Balas

View on SEC IAPD

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Other Offices

TRANSAMERICA FINANCIAL ADVISORS, LLC · ORANGE, CA
TRANSAMERICA FINANCIAL ADVISORS, LLC · Orange, CA
ARIS FUND I · ORANGE, CA
TRANSAMERICA FINANCIAL ADVISORS, LLC · ORANGE, CA
LPL FINANCIAL LLC · ORANGE, CA
PFS INVESTMENTS INC. · ORANGE, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Orange, CA
B.B. GRAHAM & COMPANY, INC. · ORANGE, CA

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