Thomas Smith

120 Vantis Suite 400, Aliso Viejo, CA 92656 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2026-06-17

Branch Locations

489 W. South Jordan Parkway Suite 310, South Jordan, UT 84095 • United States

120 Vantis Suite 400, Aliso Viejo, CA 92656 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Nfp, An Aon Company	South Jordan	UT	04/2026	Present
Wealthspire Retirement Advisory	Aliso Viejo	CA	04/2026	Present
Morgan Stanley	Sandy	UT	06/2025	03/2026
Unemployeed	Chandler	AZ	06/2015	11/2017
Chick-Fil-A	Chandler	AZ	11/2017	11/2019
Unemployeed	Chandler	AZ	11/2019	09/2021
Tucanos	Orem	UT	06/2022	09/2022
The Church Of Jesus Christ Of Latter-Day Saints	Salt Lake City	UT	10/2022	09/2023
Logistec	Houston	TX	06/2024	08/2024
Brigham Young University	Provo	UT	09/2021	05/2025

04/2026 → Present

Nfp, An Aon Company

South Jordan, UT
04/2026 → Present

Wealthspire Retirement Advisory

Aliso Viejo, CA
06/2025 → 03/2026

Morgan Stanley

Sandy, UT
06/2015 → 11/2017

Unemployeed

Chandler, AZ
11/2017 → 11/2019

Chick-Fil-A

Chandler, AZ
11/2019 → 09/2021

Unemployeed

Chandler, AZ
06/2022 → 09/2022

Tucanos

Orem, UT
10/2022 → 09/2023

The Church Of Jesus Christ Of Latter-Day Saints

Salt Lake City, UT
06/2024 → 08/2024

Logistec

Houston, TX
09/2021 → 05/2025

Brigham Young University

Provo, UT

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-06-12
S63	Uniform Securities Agent State Law Examination	2025-09-16

Other Firms