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The Grand Highlands Two Newberry Estates, Dallas, PA 18612 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-05-08 |
Branch Locations
The Grand Highlands Two Newberry Estates, Dallas, PA 18612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Comptroller Of The Currency | New York | NY | 06/2006 | 04/2025 |
| Riggs Asset Management | Dallas | PA | 04/2025 | Present |
Alphasights, 350 Madison Avenue, New York, NY 10017 and GLG, 60 East 42nd Street, 3rd Fl, New York, NY 10165 The registered representative provides limited consulting services, generally ranging from zero (0) to five (5) hours per month, to AlphaSights and GLG pursuant to independent contractor agreements. The work is generally scheduled during regular business hours. Both firms maintain expert networks for their clients through which the representative offers subject matter expertise related to prior bank regulatory experience. This activity is strictly non-investment related in nature and commenced in March 2026. The position is held in a consulting capacity.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-05-08 |
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