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Adam Jeffrey Glassman

Riggs Asset Management Co Inc

Dallas, PA

CRD 8085279

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Employer firm

Riggs Asset Management Co Inc CRD 107233

$640M regulatory AUM 412 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters
  • FAMILY OFFICE

From the firm’s Form ADV. Read the guides:

Current Employers
Riggs Asset Management Co Inc

The Grand Highlands Two Newberry Estates, Dallas, PA 18612 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-05-08
  • PA RA
    APPROVED
    Since 2025-05-08

Branch Locations

The Grand Highlands Two Newberry Estates, Dallas, PA 18612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Comptroller Of The Currency New York NY 06/2006 04/2025
Riggs Asset Management Dallas PA 04/2025 Present
  • 06/2006 → 04/2025
    Comptroller Of The Currency
    New York, NY
  • 04/2025 → Present
    Riggs Asset Management
    Dallas, PA
Other Businesses

Alphasights, 350 Madison Avenue, New York, NY 10017 and GLG, 60 East 42nd Street, 3rd Fl, New York, NY 10165 The registered representative provides limited consulting services, generally ranging from zero (0) to five (5) hours per month, to AlphaSights and GLG pursuant to independent contractor agreements. The work is generally scheduled during regular business hours. Both firms maintain expert networks for their clients through which the representative offers subject matter expertise related to prior bank regulatory experience. This activity is strictly non-investment related in nature and commenced in March 2026. The position is held in a consulting capacity.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-05-08
  • S65 Uniform Investment Adviser Law Examination
    2025-05-08

View on SEC IAPD

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