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Susan Adams Shoemaker

Riggs Asset Management Co Inc

Dallas, PA

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Current Employers
Riggs Asset Management Co Inc

The Grand Highlands Two Newberry Estates, Dallas, PA 18612 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2012-04-18
  • PA RA
    APPROVED
    Since 2012-04-18

Branch Locations

The Grand Highlands Two Newberry Estates, Dallas, PA 18612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Riggs Asset Management Co. Dalllas PA 11/2010 Present
  • 11/2010 → Present
    Riggs Asset Management Co.
    Dalllas, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-03-14
S63 Uniform Securities Agent State Law Examination 1989-07-19
  • S65 Uniform Investment Adviser Law Examination
    2012-03-14
  • S63 Uniform Securities Agent State Law Examination
    1989-07-19
Other Names
  • Susan Elizabeth Adams
  • Susan Adams

View on SEC IAPD

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