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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-29 |
| IA | RA | APPROVED | 2025-06-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Dubuque | IA | 04/2025 | Present |
| Principal Financial Group | Des Moines | IA | 03/2022 | 04/2025 |
| University Of Wisconsin - Stevens Point | Stevens Point | WI | 01/2022 | 03/2022 |
| University Of Wisconsin - Stevens Point | Stevens Point | WI | 09/2018 | 12/2021 |
| Church Mutual Insurance Company | Merrill | WI | 06/2021 | 12/2021 |
| Thunder Hills Country Club | Peosta | IA | 05/2015 | 09/2019 |
| Wahlert Catholic High School | Dubuque | IA | 08/2014 | 05/2018 |
| Diversified Moving, Storage & Installation | Wausau | WI | 06/2020 | 09/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-18 |
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