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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-29
IA RA APPROVED 2025-08-04
  • TX RA
    APPROVED
    Since 2025-08-29
  • IA RA
    APPROVED
    Since 2025-08-04

Branch Locations

2100 Asbury Ste 1, Dubuque, IA 52001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Dubuque IA 04/2025 Present
Rsm Us Llp Des Moines IA 10/2020 04/2025
University Of Wisconsin - Eau Claire Eau Claire WI 08/2016 06/2020
Thunder Hills Country Club Peosta IA 04/2014 07/2017
Roots Volleyball Academy Des Moines IA 11/2024 Present
Unemployed Peosta IA 06/2020 10/2020
  • 04/2025 → Present
    Dubuque, IA
  • 10/2020 → 04/2025
    Rsm Us Llp
    Des Moines, IA
  • 08/2016 → 06/2020
    University Of Wisconsin - Eau Claire
    Eau Claire, WI
  • 04/2014 → 07/2017
    Thunder Hills Country Club
    Peosta, IA
  • 11/2024 → Present
    Roots Volleyball Academy
    Des Moines, IA
  • 06/2020 → 10/2020
    Unemployed
    Peosta, IA
Other Businesses

IOWA UNITED ; NOT INV RELATED; IOWA CITY, IA; SPORTS ; HEAD COACH; START DATE: 12/01/2025; 16 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-02
  • S66 Uniform Combined State Law Examination
    2025-08-02

View on SEC IAPD

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