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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-10-20 |
Branch Locations
4969 Us Hwy 42 Suite 1600, Louisville, KY 40222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Louisville | KY | 06/2025 | 08/2025 |
| Raymond James & Associates | Louisville | KY | 08/2025 | Present |
| Professional Pool Management Of Kentucky | Louisville | KY | 05/2018 | 08/2021 |
| Target | Louisville/Lexington | KY | 10/2020 | 04/2023 |
| Valhalla Golf Club | Louisville | KY | 05/2022 | Present |
| Little Blue Food Truck - Chick Fil A | Louisville | KY | 06/2023 | 08/2023 |
| James B. Beam Institute | Lexington | KY | 05/2024 | 08/2024 |
| University Of Kentucky Education Abroad | Lexington | KY | 08/2024 | 05/2025 |
| University Of Kentucky | Lexington | KY | 04/2021 | 05/2025 |
| Unemployment | Louisville | KY | 04/2015 | 04/2018 |
the name of the other business: Valhalla Golf Club whether the business is investment-related: Not investment related the address of the other business: 15503 Shelbyville Rd, Louisville, KY 40245 the nature of the other business: Golf Caddie providing on-course support to club members and guests your position: Golf Caddie title, or relationship with the other business: Golf Caddie the start date of your relationship: 05/01/2023 the approximate number of hours/month you devote to the other business: 10-15 the number of hours you devote to the other business during securities trading hours: 0 and briefly describe your duties relating to the other business: Provide on-course support to golfers, including carrying golf bags, offering strategic advice, and assisting with pace of play. Responsibilities are limited to part-time, seasonal work and do not involve investment-related activites
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-17 |
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