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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-10-20
  • KY RA
    APPROVED
    Since 2025-10-20

Branch Locations

4969 Us Hwy 42 Suite 1600, Louisville, KY 40222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Louisville KY 06/2025 08/2025
Raymond James & Associates Louisville KY 08/2025 Present
Professional Pool Management Of Kentucky Louisville KY 05/2018 08/2021
Target Louisville/Lexington KY 10/2020 04/2023
Valhalla Golf Club Louisville KY 05/2022 Present
Little Blue Food Truck - Chick Fil A Louisville KY 06/2023 08/2023
James B. Beam Institute Lexington KY 05/2024 08/2024
University Of Kentucky Education Abroad Lexington KY 08/2024 05/2025
University Of Kentucky Lexington KY 04/2021 05/2025
Unemployment Louisville KY 04/2015 04/2018
  • 06/2025 → 08/2025
    Raymond James & Associates
    Louisville, KY
  • 08/2025 → Present
    Raymond James & Associates
    Louisville, KY
  • 05/2018 → 08/2021
    Professional Pool Management Of Kentucky
    Louisville, KY
  • 10/2020 → 04/2023
    Target
    Louisville/Lexington, KY
  • 05/2022 → Present
    Valhalla Golf Club
    Louisville, KY
  • 06/2023 → 08/2023
    Little Blue Food Truck - Chick Fil A
    Louisville, KY
  • 05/2024 → 08/2024
    James B. Beam Institute
    Lexington, KY
  • 08/2024 → 05/2025
    University Of Kentucky Education Abroad
    Lexington, KY
  • 04/2021 → 05/2025
    University Of Kentucky
    Lexington, KY
  • 04/2015 → 04/2018
    Unemployment
    Louisville, KY
Other Businesses

the name of the other business: Valhalla Golf Club whether the business is investment-related: Not investment related the address of the other business: 15503 Shelbyville Rd, Louisville, KY 40245 the nature of the other business: Golf Caddie providing on-course support to club members and guests your position: Golf Caddie title, or relationship with the other business: Golf Caddie the start date of your relationship: 05/01/2023 the approximate number of hours/month you devote to the other business: 10-15 the number of hours you devote to the other business during securities trading hours: 0 and briefly describe your duties relating to the other business: Provide on-course support to golfers, including carrying golf bags, offering strategic advice, and assisting with pace of play. Responsibilities are limited to part-time, seasonal work and do not involve investment-related activites

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-17
  • S66 Uniform Combined State Law Examination
    2025-10-17
Other Names
  • Tyler G Mattingly

View on SEC IAPD

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