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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-04
  • TX RA
    APPROVED
    Since 2025-08-04

Branch Locations

111 Congress Ave. 3Rd Fl, Ste 300 [Tt-Rbo], Austin, TX 78701 • United States

13749 Research Blvd, Austin, TX 78750 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Austin TX 04/2025 Present
Wells Fargo Bank, Na Austin TX 09/2018 Present
Target Bee Cave TX 08/2017 09/2018
Unemployed Hassan Abdal 01/2015 08/2017
  • 04/2025 → Present
    Austin, TX
  • 09/2018 → Present
    Wells Fargo Bank, Na
    Austin, TX
  • 08/2017 → 09/2018
    Target
    Bee Cave, TX
  • 01/2015 → 08/2017
    Unemployed
    Hassan Abdal
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-08-04
S63 Uniform Securities Agent State Law Examination 2025-07-09
  • S65 Uniform Investment Adviser Law Examination
    2025-08-04
  • S63 Uniform Securities Agent State Law Examination
    2025-07-09

View on SEC IAPD

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