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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-08-08 |
Branch Locations
5953 Chalkville Mountain Rd, Birmingham, AL 35235 • United States
2801 Highway 280 S Ste 400 [A1-Rbo], Birmingham, AL 35223 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Birmingham | AL | 04/2025 | Present |
| Wells Fargo Bank, Na | Birmingham | AL | 10/2022 | Present |
| Kmg Solutions | Irondale | AL | 03/2022 | 09/2022 |
| Sedgwick | Dallas | TX | 05/2021 | 12/2021 |
| Wells Fargo | Homewood | AL | 02/2020 | 02/2021 |
| Cricket Wireless | Mccalla | AL | 01/2019 | 01/2020 |
| Journeys | Hoover | AL | 05/2018 | 12/2018 |
| Ihop | Hoover | AL | 12/2017 | 05/2018 |
| Student | Hoover | AL | 08/2005 | 12/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 2025-07-16 |
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