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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-03-17
  • WI RA
    APPROVED
    Since 2026-03-17

Branch Locations

298 South Grand Ave Suite 110, Sun Prairie, WI 53590 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Full-Time Student Clinton WI 11/2015 06/2021
Full-Time Student Whitewater WI 08/2021 05/2025
First National Bank & Trust Company Beloit WI 06/2019 12/2021
The Spaeth Family Milton WI 01/2022 10/2023
Uw Credit Union Madison WI 05/2025 Present
Lpl Financial Sun Prairie WI 04/2025 Present
  • 11/2015 → 06/2021
    Full-Time Student
    Clinton, WI
  • 08/2021 → 05/2025
    Full-Time Student
    Whitewater, WI
  • 06/2019 → 12/2021
    First National Bank & Trust Company
    Beloit, WI
  • 01/2022 → 10/2023
    The Spaeth Family
    Milton, WI
  • 05/2025 → Present
    Uw Credit Union
    Madison, WI
  • 04/2025 → Present
    Lpl Financial
    Sun Prairie, WI
Other Businesses

1. Investment products and services are offered through LPL Financial LLC using the DBA/trade name Wealth Management at UW Credit Union - Inv Rel - At Reported Business Location (s) - Start Date : 11/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-03-16
  • S66 Uniform Combined State Law Examination
    2026-03-16

View on SEC IAPD

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