Benjamin W Morton

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-07-01
AL	RA	APPROVED	2025-06-28

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Birmingham	AL	04/2025	Present
Charter Communications, Inc.	Birmingham	AL	02/2023	04/2025
Oak & Hawkins, Llc	Birmingham	AL	11/2021	02/2023
Strategic Financial Partners	Birmingham	AL	06/2021	11/2021
Auburn University	Auburn	AL	08/2017	05/2021
Oak Mountain High School	Birmingham	AL	08/2016	08/2017
Massachusetts Mutual Life Insurance Co	Birmingham	AL	06/2021	01/2022
Bank Of America, N.A.	Birmingham	AL	06/2025	Present

04/2025 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Birmingham, AL
02/2023 → 04/2025

Charter Communications, Inc.

Birmingham, AL
11/2021 → 02/2023

Oak & Hawkins, Llc

Birmingham, AL
06/2021 → 11/2021

Strategic Financial Partners

Birmingham, AL
08/2017 → 05/2021

Auburn University

Auburn, AL
08/2016 → 08/2017

Oak Mountain High School

Birmingham, AL
06/2021 → 01/2022

Massachusetts Mutual Life Insurance Co

Birmingham, AL
06/2025 → Present

Bank Of America, N.A.

Birmingham, AL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-06-28

Other Firms