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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-03
CA RA APPROVED 2025-08-03
  • TX RA
    APPROVED
    Since 2025-09-03
  • CA RA
    APPROVED
    Since 2025-08-03

Branch Locations

2930 Jamacha Rd, El Cajon, CA 92019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chula Vista CA 03/2025 Present
Bank Of America San Ysidro CA 01/2021 03/2025
Prospera Financial San Diego CA 11/2017 01/2021
True Connect Chula Vista CA 06/2016 11/2017
Bank Of America, N.A. Chula Vista CA 06/2025 Present
  • 03/2025 → Present
    Chula Vista, CA
  • 01/2021 → 03/2025
    Bank Of America
    San Ysidro, CA
  • 11/2017 → 01/2021
    Prospera Financial
    San Diego, CA
  • 06/2016 → 11/2017
    True Connect
    Chula Vista, CA
  • 06/2025 → Present
    Bank Of America, N.A.
    Chula Vista, CA
Other Businesses

I*1023459, Entity Type: Entity For Profit, Name of OBA: Dayki Life, Address: chula vista, California, 91910, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 10/01/2022, No Hours: 2 Weekly, No Hours during Trading: 0 Weekly, Duties: e commerce, supply a product to sell online I*1798289, Entity Type: Entity For Profit, Name of OBA: Dayki LLC, Address: chula vista, California, 91910, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Employee State Date: 01/16/2023, No Hours: 2 Weekly, No Hours during Trading: 0 Weekly, Duties: Photo booth and 360 video services for events, parties etc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-01
  • S66 Uniform Combined State Law Examination
    2025-08-01
Other Names
  • Thania Sotelo

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