David Antonio Ruiz

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2026-04-29
TX	RA	APPROVED	2026-04-29

Branch Locations

14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chandler	AZ	04/2025	03/2026
Bank Of America, Na	Phoenix	AZ	07/2015	12/2024
The Vanguard Group, Inc.	Scottsdale	AZ	04/2026	Present
Vanguard Marketing Corporation	Scottsdale	AZ	04/2026	Present
Vanguard Advisers, Inc.	Scottsdale	AZ	04/2026	Present
The University Of Phoenix	Mesa	AZ	01/2026	02/2026
Unemployed	Mesa	AZ	12/2024	04/2025

04/2025 → 03/2026

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ
07/2015 → 12/2024

Bank Of America, Na

Phoenix, AZ
04/2026 → Present

The Vanguard Group, Inc.

Scottsdale, AZ
04/2026 → Present

Vanguard Marketing Corporation

Scottsdale, AZ
04/2026 → Present

Vanguard Advisers, Inc.

Scottsdale, AZ
01/2026 → 02/2026

The University Of Phoenix

Mesa, AZ
12/2024 → 04/2025

Unemployed

Mesa, AZ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-09-19

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