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Kabir Sivjee

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mission Viejo, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-22
CA RA APPROVED 2025-08-03
  • TX RA
    APPROVED
    Since 2025-09-22
  • CA RA
    APPROVED
    Since 2025-08-03

Branch Locations

26821 Trabuco Rd, Mission Viejo, CA 92691 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newport Beach CA 04/2025 Present
True Path Financial And Insurance Services Irvine CA 07/2023 04/2025
Tustin Ranch Golf Course Tustin CA 06/2021 08/2021
Tilly's Irvine CA 06/2019 08/2019
San Diego State University San Diego CA 08/2019 05/2023
Arnold O. Beckman High School Irvine CA 08/2015 05/2019
Bank Of America, N.A. Newport Beach CA 05/2025 Present
  • 04/2025 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Newport Beach, CA
  • 07/2023 → 04/2025
    True Path Financial And Insurance Services
    Irvine, CA
  • 06/2021 → 08/2021
    Tustin Ranch Golf Course
    Tustin, CA
  • 06/2019 → 08/2019
    Tilly's
    Irvine, CA
  • 08/2019 → 05/2023
    San Diego State University
    San Diego, CA
  • 08/2015 → 05/2019
    Arnold O. Beckman High School
    Irvine, CA
  • 05/2025 → Present
    Bank Of America, N.A.
    Newport Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-01
  • S66 Uniform Combined State Law Examination
    2025-08-01
Other Names
  • Kabir Ali Sivjee

View on SEC IAPD

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Other Offices

EDWARD JONES · MISSION VIEJO, CA
J.P. MORGAN SECURITIES LLC · MISSION VIEJO, CA
WELLS FARGO CLEARING SERVICES, LLC · MISSION VIEJO, CA
PFS INVESTMENTS INC. · MISSION VIEJO, CA
CETERA INVESTMENT ADVISERS LLC · MISSION VIEJO, CA
PFS INVESTMENTS INC. · MISSION VIEJO, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MISSION VIEJO, CA
J.P. MORGAN SECURITIES LLC · MISSION VIEJO, CA

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