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Komal Nilesh Shah

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mountain View, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-17
CA RA APPROVED 2025-09-04
  • TX RA
    APPROVED
    Since 2025-09-17
  • CA RA
    APPROVED
    Since 2025-09-04

Branch Locations

444 Castro St, Mountain View, CA 94041 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Jose CA 12/2017 Present
Bank Of America Palo Alto CA 12/2017 04/2025
Desh Apnayen Foundation Mumbai 01/2015 07/2017
Unemployed Mountain View CA 08/2017 11/2017
Office Depot Mountain View CA 10/2017 12/2017
Bank Of America, N.A. San Jose CA 05/2025 Present
  • 12/2017 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Jose, CA
  • 12/2017 → 04/2025
    Bank Of America
    Palo Alto, CA
  • 01/2015 → 07/2017
    Desh Apnayen Foundation
    Mumbai
  • 08/2017 → 11/2017
    Unemployed
    Mountain View, CA
  • 10/2017 → 12/2017
    Office Depot
    Mountain View, CA
  • 05/2025 → Present
    Bank Of America, N.A.
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-04
  • S66 Uniform Combined State Law Examination
    2025-09-04
Other Names
  • Amarveer Swaran Singh Bhullar
  • Komal Nilesh Shah

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · MOUNTAIN VIEW, CA
NOOSPHERE VENTURES MANAGEMENT COMPANY, LLC · MOUNTAIN VIEW, CA
EL CAMINO GLOBAL CAPITAL, LLC · MOUNTAIN VIEW, CA
WEALTH ARCHITECTS, LLC · MOUNTAIN VIEW, CA
AP INVESTMENT MANAGEMENT · MOUNTAIN VIEW, CA
NIMBLE VENTURE STUDIO LLC · MOUNTAIN VIEW, CA
OSAIC ADVISORY SERVICES, LLC · MOUNTAIN VIEW, CA
ELEFUND MANAGEMENT COMPANY, LLC · MOUNTAIN VIEW, CA

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