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Carlos Enrique Sanchez

Mwa Financial Services Inc.

Laguna Hills, CA

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Current Employers
Mwa Financial Services Inc.

1701 1St Avenue, Rock Island, IL 61201 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-26
IL RA APPROVED 2026-06-26
  • CA RA
    APPROVED
    Since 2026-06-26
  • IL RA
    APPROVED
    Since 2026-06-26

Branch Locations

23441 S. Pointe Drive Suite 110, Laguna Hills, CA 92653 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student Success Institute Hacienda Heights CA 06/2016 06/2019
Bentley Mills City Of Industry CA 06/2017 09/2017
Protuning Lab City Of Industry CA 06/2019 04/2021
Fastenal Company City Of Industry CA 04/2021 04/2024
Modern Woodmen Of America Rock Island IL 11/2024 Present
Mwa Financial Services, Inc. Rock Island IL 04/2025 Present
Unemployed Hacienda Heights CA 04/2024 11/2024
Glen A. Wilson High School Hacienda Heights CA 04/2015 06/2017
  • 06/2016 → 06/2019
    Student Success Institute
    Hacienda Heights, CA
  • 06/2017 → 09/2017
    Bentley Mills
    City Of Industry, CA
  • 06/2019 → 04/2021
    Protuning Lab
    City Of Industry, CA
  • 04/2021 → 04/2024
    Fastenal Company
    City Of Industry, CA
  • 11/2024 → Present
    Modern Woodmen Of America
    Rock Island, IL
  • 04/2025 → Present
    Mwa Financial Services, Inc.
    Rock Island, IL
  • 04/2024 → 11/2024
    Unemployed
    Hacienda Heights, CA
  • 04/2015 → 06/2017
    Glen A. Wilson High School
    Hacienda Heights, CA
Other Businesses

The Tax Doctor, non-inv. Whittier, CA. 2/2026 Tax Preparer. 30 non-inv/30 inv.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-06-15
S63 Uniform Securities Agent State Law Examination 2025-04-13
  • S65 Uniform Investment Adviser Law Examination
    2026-06-15
  • S63 Uniform Securities Agent State Law Examination
    2025-04-13

View on SEC IAPD

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Other Investors

ERNEST DANIEL GARRETT
PAULA DURRANT
TRACY ANN KUNTZ
ROBYN LYNN CLARKE
Carlos Ortega
MARTIN DANIEL STANDISH
OMID EFTEKHARI
SCOTT JOLYON MONROE

Other Offices

TOWNELEY CAPITAL MANAGEMENT, INC. · LAGUNA HILLS, CA
CETERA INVESTMENT ADVISERS LLC · LAGUNA HILLS, CA
LPL FINANCIAL LLC · LAGUNA HILLS, CA
FUSION FINANCIAL · LAGUNA HILLS, CA
ADVISORS ON CALL · LAGUNA HILLS, CA
EQUITABLE ADVISORS, LLC · LAGUNA HILLS, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Laguna Hills, CA
EDWARD JONES · Laguna Hills, CA

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