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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-07-25 |
Branch Locations
999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States
4111 S Steele St, Tacoma, WA 98409 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Auburn | WA | 04/2025 | Present |
| Wells Fargo Bank, Na | Auburn | WA | 01/2022 | Present |
| Na | Tacoma | WA | 08/2021 | 01/2022 |
| Walmart | Puyallup | WA | 06/2021 | 08/2021 |
| Walmart | Puyallup | WA | 02/2021 | 06/2021 |
| Walmart | Puyallup | WA | 08/2020 | 02/2021 |
| Na | Tacoma | WA | 09/2016 | 07/2020 |
| Na | Tacoma | WA | 07/2020 | 08/2020 |
| Na | Puyallup | WA | 04/2016 | 09/2016 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 2025-07-01 |
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