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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-04-22 |
Branch Locations
2555 Ponce De Leon Blvd, Coral Gables, FL 33134 • United States
396 Alhambra Cir 8Th Fl [D2-Rbo], Coral Gables, FL 33134 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Florida Financial Advisors | Miami | FL | 04/2025 | 08/2025 |
| Uber Eats | Miami | FL | 03/2025 | 11/2025 |
| Miami Dade College - Kendal Campus | Miami | FL | 09/2023 | 12/2024 |
| Gardaworld | Toronto | 12/2020 | 03/2023 | |
| Sentinel Security Plus & Magna Protection Services | Toronto | 05/2019 | 01/2021 | |
| Condor Security | Toronto | 01/2022 | 05/2022 | |
| Gardaworld | Toronto | 11/2016 | 11/2019 | |
| Central Toronto Academy | Toronto | 09/2014 | 12/2016 | |
| Unemployed | Miami | FL | 03/2023 | 09/2023 |
| The Home Depot | Hialeah | FL | 05/2025 | 05/2025 |
| Thrivent Investment Management Inc | Fort Lauderdale | FL | 09/2025 | 03/2026 |
| Thrivent Financial | Appleton | WI | 11/2025 | 12/2025 |
| Thrivent Financial | Appleton | WI | 12/2025 | 03/2026 |
| Wells Fargo Bank, Na | Coral Gables | FL | 03/2026 | Present |
| Wells Fargo Clearing Services, Llc | Coral Gables | FL | 03/2026 | Present |
| Brooks Brothers Inc. | Miami | FL | 03/2026 | Present |
Name of the other business: Brooks Brothers Inc. Whether the business is investment-related: No. The address of the other business: 8888 SW 136th St Suite 360, Miami, FL 33176 (Located in The Falls Mall) The nature of the other business: Retail clothing and luxury apparel sales. My position, title, or relationship with the other business: Part-time Sales Associate / Employee. The start date of your relationship: 03/2026 The approximate number of hours/month you devote to the other business: 25 hours per month The number of hours you devote to the other business during securities trading hours: 0 Briefly description of my duties: Assisting customers with clothing selection and styling, processing point-of-sale transactions, maintaining floor inventory, and providing general customer service. No financial advice or investment-related activities are performed in this role. CAPPADOCIA MEDICAL SUPPLIES AND TECHNOLOGIES, LLC; INV RELATED;PALMETTO BAY,FL; HEALTHCARE TECHNOLOGY SOLUTIONS;100% OWNERSHIP; ; START DATE: 07/01/2026; 5 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-07-19 |
| S65 | Uniform Investment Adviser Law Examination | 2025-03-18 |
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