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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-17 |
| AL | RA | APPROVED | 2025-05-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Springfield | MA | 04/2025 | Present |
| Mml Investors Services, Llc | Springfield | MA | 04/2025 | Present |
| Unemployed | Mobile | AL | 10/2023 | 04/2025 |
| Independent Contractor | Mobile | AL | 06/2022 | 10/2023 |
| Unemployed | Mobile | AL | 03/2022 | 06/2022 |
| Candian National Railroad | Homewood | IL | 01/2010 | 03/2022 |
(1)NAME: SOUTH JULIA, LLC, INV REL: Y, ADD: RESIDENTIAL, NATURE: RENTAL INCOME, POSITION: SOLE MEMBER, START DATE: 12/23/22, No. HR/MO: 1. No. HR/MO DURING SEC TRADING: 1, DESCRIBE DUTIES: ACT AS PROPERTY MANAGER. TAKING CALLS FROM RENTERS TO RESOLVE ISSUES & FINDING RENTERS WHEN NEEDED. (2)NAME: SAINT LOUIS LOFTS ASSOCIATION INC., INV REL: N, ADD: RESIDENTIAL, NATURE: CONDO ASSOCIATION BOARD, POSITION: BOARD MEMBER, TREASURER, START DATE: 11/10/2025, NO. HR/MO: 5, NO. HR/MO DURING SEC TRADING: 0, DUTIES: COORDINATE WITH PROPERTY MANAGEMENT COMPANY ON BUILDING FINANCIALS, VOTE ON BOARD ISSUES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-06 |
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