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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-15 |
| AL | RA | APPROVED | 2017-03-25 |
Branch Locations
500 N Alston St, Foley, AL 36535 • United States
Orange Beach, AL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Birmingham | AL | 01/2016 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Tuscaloosa | AL | 07/2016 | Present |
| Mml Investors Services, Llc | Tuscaloosa | AL | 03/2017 | Present |
1.) Name: Crimson Capitol Group Inv rel: Y or N Add: 1470 Northbank Pkwy, Ste 275, Tuscaloosa, AL 35406 Nature: NONMMLIA Insurance Brokerage Position: Agent Start date: 02/15/2018 No. HR/MO: 1 No. HR/MO during sec trading: 1 Describe duties: P&C, IRAs, Aircraft Insurance 2.) Owner, Crimson Capital Group - 1470 Northbank Pkwy, Ste 275, Tuscaloosa, AL 35406 - 40 sec hrs 2 non sec hrs per week since 01/2016 3.) Owner of Rental Real Estate - through LaFerrera Rentals, LLC - from Tuscaloosa, AL-1hrs sec, 0hrs nonsec-since 01/2016 4.) Independent Insurance Agent - Progressive - Property & Casualty from residential address - 5 security hours and 0 non security hours - since 03/2009 5.) Independent Insurance Agent - Travelers - Property & Casualty from residential address - 5 security hours and 0 non security hours - since 03/2009 6.) Independent Insurance Agent - Safeco - Property & Casualty from residential address - 2 security hours and 0 non security hours - since 03/2009 7.) Independent Insurance Agent-Metlife auto and home-property and casualty-from business address-10hrs sec, 2hrs nonsec-since 01/2016 8.) Independent Insurance Agent - Hartford - Property and Casualty - from business address - 2 security hours and 0 non security hours - since 03/2009 9.) Independent Insurance Agent - Southern Select- Property and Casualty - from business address -1 security hours and 0 non security hours - since 02/2016 10.) Independent Insurance Agent - Centauri- Property and Casualty - from business address -5 security hours and 0 non security hours - since 07/2016 11.) NAME: BRETT LAFERRERA INV REL: Y ADDR: RESIDENTIAL ADDRESS NATURE: DENNIS A DAHL AND CAROLYN DAHL TRUST POSITION: CO-TRUSTEE START DATE: 4/4/2025 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 TRUSTEE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-06-25 |
| S65 | Uniform Investment Adviser Law Examination | 1995-01-06 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-08 |
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