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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-11-11 |
| WA | RA | APPROVED | 2025-07-24 |
Branch Locations
999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States
3101 Woburn St, Bellingham, WA 98226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Mount Vernon | WA | 04/2025 | Present |
| Wells Fargo Bank, Na | Mount Vernon | WA | 04/2022 | Present |
| Provo City Corporation | Provo | UT | 03/2022 | 06/2022 |
| Tucanos | Orem | UT | 10/2021 | 12/2021 |
| Walmart | Lindon | UT | 05/2021 | 10/2021 |
| Church Of Jesus Christ | Porto Alegre | 12/2018 | 11/2020 | |
| Brigham Young University | Provo | UT | 01/2021 | 04/2021 |
| Lead Point Solutions | Lidon | UT | 03/2018 | 10/2018 |
| Walmart | Lindon | UT | 03/2018 | 10/2018 |
| Gilbert Classical Academy | Gilbert | AZ | 08/2013 | 03/2018 |
| Timpanogos High School | Lindon | UT | 03/2018 | 05/2018 |
| Mcdonald's | Gilbert | AZ | 08/2016 | 05/2017 |
| Gilbert Parks And Recreation | Gilbert | AZ | 05/2017 | 08/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 2025-07-01 |
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