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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-22 |
Branch Locations
111 Congress Ave. 3Rd Fl, Ste 300 [Tt-Rbo], Austin, TX 78701 • United States
4505 Williams Dr, Georgetown, TX 78633 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Georgetown | TX | 04/2025 | Present |
| Wells Fargo Bank, Na | Georgetown | TX | 05/2022 | Present |
| Lincoln Heritage Insurance Company | Vista | CA | 12/2021 | 05/2022 |
| Genmark Diagnostics | Carlsbad | CA | 10/2021 | 12/2021 |
| El Camino Highschool | Oceanside | CA | 12/2020 | 10/2021 |
| Stater Bros Markets | Oceanside | CA | 02/2019 | 12/2020 |
| The Habit Burger Grill | Oceanside | CA | 05/2018 | 02/2019 |
| Toby's Soaps And Candles | San Diego | CA | 05/2016 | 05/2018 |
TikTok; Not investment related; Cedar Park, Tx; Used to make videos; 100% Ownership; Start date 05/11/2024; 12 hours per month; 0 hours during trading hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 2025-06-27 |
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