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Dale Delisle

Charles Schwab & Co., Inc.

Phoenix, AZ

Trophy Club, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-04
  • TX RA
    APPROVED
    Since 2022-10-04

Branch Locations

2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States

Trophy Club, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Fort Worth TX 07/2009 04/2023
Charles Schwab & Co., Inc. Trophy Club TX 04/2023 Present
Previous Registrations
  • 2009-09-14 → 2022-10-14
    Td Ameritrade, Inc.
    Fort Worth, TX
    Westlake, TX
    Westlake, TX
    Westlake, TX
    Westlake, TX
  • 2014-12-09 → 2016-03-10
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
  • 2008-02-11 → 2008-05-07
    Strategic Advisers Llc
    Westlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-10
S63 Uniform Securities Agent State Law Examination 2005-08-22
  • S66 Uniform Combined State Law Examination
    2008-02-10
  • S63 Uniform Securities Agent State Law Examination
    2005-08-22

View on SEC IAPD

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