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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2026-05-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rogue Credit Union | Medford | OR | 12/2013 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 04/2025 | 05/2026 |
| Cetera Investment Advisers Llc | Medford | OR | 04/2026 | 05/2026 |
| Lpl Financial | Medford | OR | 05/2026 | Present |
1.05/2025 - Rogue Investment Services - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported Business Location (s) - OBA Start Date: 5/15/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-07 |
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