Sophia Anne Lizalde

Employer firm

Integrated Wealth Concepts LLC CRD 284656

$23.6B regulatory AUM 875 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Integrated Wealth Concepts Llc

200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-04-22

CA RA
APPROVED

Since 2025-04-22

Branch Locations

533 S Vinewood Street, Escondido, CA 92029 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Integrated Wealth Concepts Llc	Waltham	MA	04/2025	Present
Vebs	Escondido	CA	09/2023	Present
Student	Davis	CA	08/2018	05/2023
Student	Escondido	CA	09/2013	08/2018
Unemployed	Escondido	CA	05/2023	09/2023

04/2025 → Present

Integrated Wealth Concepts Llc

Waltham, MA
09/2023 → Present

Vebs

Escondido, CA
08/2018 → 05/2023

Student

Davis, CA
09/2013 → 08/2018

Student

Escondido, CA
05/2023 → 09/2023

Unemployed

Escondido, CA

Other Businesses

04/2025 - INTEGRATED WEALTH CONCEPTS, LLC - DBA: RETIREMENT DNA - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA - IAR - STARTED 04/2025 - 160 HOURS PER MONTH DURING SECURITIES TRADING HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-03-17

S65 Uniform Investment Adviser Law Examination

2025-03-17

View on SEC IAPD

Employer firm

Current Employers

Integrated Wealth Concepts Llc

Disclosures

Employment History

Other Businesses

Exams

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