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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-10-22
  • NJ RA
    APPROVED
    Since 2024-10-22

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Bridgewater, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metropolitan Life Insurance Company New York NY 05/2005 03/2017
Metlife Securities Iselin NJ 05/2005 03/2017
Mml Investors Services, Llc Charlotte NC 03/2017 03/2020
Nylife Securities Llc New York NY 07/2021 09/2024
New York Life Insurance Company New York NY 04/2020 09/2024
Eagle Strategies Llc New York NY 08/2021 09/2024
Empower Financial Services, Inc Greenwood Village CO 09/2024 Present
Empower Advisory Group, Llc Greenwood Village CO 09/2024 Present
  • 05/2005 → 03/2017
    Metropolitan Life Insurance Company
    New York, NY
  • 05/2005 → 03/2017
    Metlife Securities
    Iselin, NJ
  • 03/2017 → 03/2020
    Charlotte, NC
  • 07/2021 → 09/2024
    Nylife Securities Llc
    New York, NY
  • 04/2020 → 09/2024
    New York Life Insurance Company
    New York, NY
  • 08/2021 → 09/2024
    New York, NY
  • 09/2024 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 09/2024 → Present
    Greenwood Village, CO
Previous Registrations
  • 2021-08-26 → 2024-10-17
    New York, NY
  • 2017-03-25 → 2020-03-30
    Somerset, NJ
    Charlotte, NC
    Somerset, NJ
    Somerset, NJ
    Springfield, MA
  • 2006-04-28 → 2017-03-25
    Msi Financial Services, Inc.
    Somerset, NJ
    Somerset, NJ
    Springfield, MA
    Somerset, NJ
    Charlotte, NC
    Somerset, NJ
    Somerset, NJ
  • 2006-04-28 → 2015-01-02
    New England Securities
    Somerset, NJ
    Somerset, NJ
    Somerset, NJ
    New York, NY
    Somerset, NJ
    Charlotte, NC
    Iselin, NJ
  • 2008-09-18 → 2012-02-24
    Tower Square Securities, Inc.
    Somerset, NJ
    Somerset, NJ
    Somerset, NJ
  • 2006-04-28 → 2012-02-24
    Walnut Street Securities, Inc.
    Somerset, NJ
    Somerset, NJ
    Somerset, NJ
    Iselin, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-28
  • S66 Uniform Combined State Law Examination
    2005-12-28
Designations
  • Certified Financial Planner
Other Names
  • Sean Townley
  • Sean Edward Townley

View on SEC IAPD

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