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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-05-08
  • AL RA
    APPROVED
    Since 2025-05-08

Branch Locations

569 Brookwood Vlg, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Birmingham AL 04/2025 Present
Unemployed Birmingham AL 09/2024 04/2025
Pearl Health (Sequoia One Peo) New York NY 01/2024 09/2024
Swift Medical Toronto 05/2022 10/2023
Unepmployed Birmingham AL 10/2023 01/2024
Surgical Care Affiliates Birmingham AL 12/2020 03/2022
Tenet Healthcare/Brookwood Baptist Health/Brookwood Med Center Birmingham AL 09/2012 12/2019
Bradford Health Services Birmingham AL 01/2020 09/2020
Unemployed Birmingham AL 09/2020 12/2020
Bank Of America, N.A. Birmingham AL 05/2025 Present
  • 04/2025 → Present
    Birmingham, AL
  • 09/2024 → 04/2025
    Unemployed
    Birmingham, AL
  • 01/2024 → 09/2024
    Pearl Health (Sequoia One Peo)
    New York, NY
  • 05/2022 → 10/2023
    Swift Medical
    Toronto
  • 10/2023 → 01/2024
    Unepmployed
    Birmingham, AL
  • 12/2020 → 03/2022
    Surgical Care Affiliates
    Birmingham, AL
  • 09/2012 → 12/2019
    Tenet Healthcare/Brookwood Baptist Health/Brookwood Med Center
    Birmingham, AL
  • 01/2020 → 09/2020
    Bradford Health Services
    Birmingham, AL
  • 09/2020 → 12/2020
    Unemployed
    Birmingham, AL
  • 05/2025 → Present
    Bank Of America, N.A.
    Birmingham, AL
Other Businesses

I*2460263, Entity Type: , Name of OBA: Spain Park Jag Spirit Board, Address: Hoover, Alabama, 35242, Investment Related: N, Position, Title, Association: Committee, Employee State Date: 06/01/2025, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: Coordinator of SponsorshipsThe position I was nominated for is the Coordinator of sponsorships where the duties include collecting and organizing the paperwork and logos of businesses who have elected to support our cheerleading program. I do not handle any funds associated with the sponsorships I*2729269, Entity Type: , Name of OBA: D T IRA and CMA, Address: Birmingham, Alabama, 35242, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 07/24/2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-27
  • S66 Uniform Combined State Law Examination
    2024-12-27
Other Names
  • Cristine Ferguson
  • Cristine Laura Thorn
  • Cristi Thorn
  • Cristine Lauran Thorn
  • Cristine Thorn Ferguson
  • Cristine Thorn-Ferguson
  • Cris Ferguson
  • Cristi L. Thorn
  • Christine Thorn

View on SEC IAPD

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