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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-26 |
| MD | RA | APPROVED | 2026-05-08 |
Branch Locations
1906 Towne Centre Blvd Suite 375, Bldg #4, Annapolis, MD 21401-3686 • United States
1201 Wills Street Suite 230, Baltimore, MD 21231-3805 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Calvert Impact, Inc. | Bethesda | MD | 01/2014 | 03/2026 |
| Rbc Capital Markets, Llc | Baltimore | MD | 04/2026 | Present |
| City National Bank | Baltimore | MD | 06/2026 | Present |
(1) NAME OF ENTITY: Climate United Fund ADDRESS: 7550 Wisconsin Ave, 8th Floor, Bethesda, MD 20814 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Nonprofit advisory role (probono) START DATE: Apr 01, 2026 CAPACITY: Officer DUTIES: Probono advisory HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (2) NAME OF ENTITY: The Fuqua School of Business ADDRESS: 100 Fuqua Drive, Durham, 27708 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Educational Institution START DATE: Jan 01, 2013 CAPACITY: Committee/Council Member DUTIES: Member of the Advisory Board for the CASE Initiative on Impact Investing HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (3) NAME OF ENTITY: Aaron and Lillie Straus Foundation ADDRESS: 1001 N. Charles Street, 8th Floor, Baltimore, MD 21201 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: Jan 01, 2018 CAPACITY: Committee/Council Member DUTIES: Member of the Foundation's Investment Committee HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (4) NAME OF ENTITY: Baltimore Community Foundation Inc, The ADDRESS: 11 E. Mount Royal Avenue, 2nd Floor, Baltimore, MD 21202 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: Jan 01, 2019 CAPACITY: Committee/Council Member DUTIES: Sit on the Foundations Impact Investment Committee HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 1 (5) NAME OF ENTITY: The Fuqua School of Business ADDRESS: 100 Fuqua Drive Durham NC 27708 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Educational Institution START DATE: Oct 01, 2026 CAPACITY: Other DUTIES: Co-teaching a course with a full-time professor at Duke's Fuqua School of Business. Course description: The Fuqua Sustainable Investment Fund (FSISIF) course helps students run Duke University's public-markets impact investing fund. Over two sequential courses for 6 credits in total (Spring 1 & Spring 2), students act as investment analysts—valuing publicly traded companies, assessing ESG and impact performance, presenting to advisors, and making decisions that shape the live FSISIF portfolio. Through this course, using resources available to them through Duke, students learn to integrate financial, strategic, and impact analysis; build and defend investment and impact theses; and manage a portfolio of investments with both sustainability and fiduciary duty in mind. This course is part of Fuqua's series of learning by doing practicum courses, and is fast-paced, experiential, and team-based. The fund decisions are solely student driven; two second year MBA Fund Co-managers are elected each year and oversee all trades on the funds. Teaching faculty are responsible for providing learning structure, lecturing, bringing in guest speakers, advising, and grading student deliverables. HOURS DEVOTED PER MONTH: 3 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 2 (6) NAME OF ENTITY: Re-volv ADDRESS: 5 Third Street Suite 424 San Francisco CA 94103 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: Sep 11, 2026 CAPACITY: Board of Directors DUTIES: I have been asked to serve on the Board of Directors of the nonprofit HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-07 |
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