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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-06-09
  • SC RA
    APPROVED
    Since 2025-06-09

Branch Locations

5111 Trenholm Road Suite 100, Columbia, SC 29206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Broadreach Raleigh NC 05/2022 08/2023
Ipa Connect Raleigh NC 05/2024 01/2025
University Of South Carolina Student Success Center Columbia SC 08/2023 05/2024
Bentwinds Country Club Fuquay-Varina NC 05/2020 08/2021
Unemployed Apex NC 04/2015 04/2020
Unemployed Columbia SC 01/2025 05/2025
Unemployed Columbia SC 09/2021 04/2022
Lpl Enterprise St. Louis SC 05/2025 Present
  • 05/2022 → 08/2023
    Broadreach
    Raleigh, NC
  • 05/2024 → 01/2025
    Ipa Connect
    Raleigh, NC
  • 08/2023 → 05/2024
    University Of South Carolina Student Success Center
    Columbia, SC
  • 05/2020 → 08/2021
    Bentwinds Country Club
    Fuquay-Varina, NC
  • 04/2015 → 04/2020
    Unemployed
    Apex, NC
  • 01/2025 → 05/2025
    Unemployed
    Columbia, SC
  • 09/2021 → 04/2022
    Unemployed
    Columbia, SC
  • 05/2025 → Present
    Lpl Enterprise
    St. Louis, SC
Other Businesses

1) 04/01/2025-Gavin Russell-Financial Professional-Non-Variable Insurance/Insurance Agency-Inv related-At Apex, NC-Start date 04/01/2025-160hrs/mth-160hrs/mth during trading 2) 04/01/2025-Prudential Advisors-Financial Professional-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 04/01/2025-160hrs/mth-160hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-09
  • S66 Uniform Combined State Law Examination
    2025-06-09

View on SEC IAPD

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