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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2013-09-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Manchester | NH | 05/2006 | Present |
| Northwestern Mutual Life Insurance Company | Manchester | NH | 02/2010 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS; NON INVESTMENT-RELATED. 2. NICK DROUIN - MUSICIAN, 4 HONEY BROOK LANE, AMHERST, , NEW HAMPSHIRE, 03031, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 6/22/2017, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, SINGER/SONGWRITER AND STUDIO MUSICIAN; NON INVESTMENT-RELATED. 3. HONEYBROOK STUDIOS, 4 HONEY BROOK LANE, AMHERST, , NEW HAMPSHIRE, 03031, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 6/22/2017, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWN AND OPERATE MUSIC RECORDING STUDIO; NON INVESTMENT-RELATED. 4. HONEY BROOK MEADERY. OWNER/WINE MAKER, 100% OWNERSHIP. 4 HONEY BROOK LANE, AMHERST, NH, 03031. 6-20 HOURS PER MONTH, 0-5 HOURS DURING TRADE HOURS; NON INVESTMENT-RELATED. 5. PAST PRESIDENT, BNI, 50 NASHUA RD. SUITE 111, LONDONDERRY, , NEW HAMPSHIRE, 03053, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 03/07/2023, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20, PRESIDENT - CHAPTER PRESIDENT RUNS THE WEEKLY BNI MEETING. NON-INVESTMENT RELATED 6. 100% OWNER, DF LAND LLC 1, 4 HONEY BROOK LANE, AMHERST, , NEW HAMPSHIRE, 03031, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 08/09/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LOOKING TO ESTABLISH AN LLC TO OWN LAND AND LEASE THE LAND TO A SOLAR COMPANY. I WILL HAVE NO INTEREST IN THE SOLAR COMPANY OTHER THAN LEASING THE LAND TO THEM. LAND HAS NOT BEEN BOUGHT TO THIS POINT. MY WIFE AND I WILL BE 100% OWNER OF THE LLC THAT HOLDS THE LAND, NON-INVESTMENT RELATED. 7. OWNER, DWMG, LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 5/31/2024, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 41-79, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 2006-10-03 |
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