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Andrea Collins

Charles Schwab & Co., Inc.

Newport Beach, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-10-18
  • CA RA
    APPROVED
    Since 2019-10-18

Branch Locations

610 Newport Center Drive Suite 150, Newport Beach, CA 92660 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
City National Rochdale Beverly Hills CA 06/2013 07/2019
Charles Schwab & Co., Inc. Newport Beach CA 09/2019 Present
Charles Schwab Bank, Ssb Newport Beach CA 09/2019 Present
  • 06/2013 → 07/2019
    City National Rochdale
    Beverly Hills, CA
  • 09/2019 → Present
    Charles Schwab & Co., Inc.
    Newport Beach, CA
  • 09/2019 → Present
    Charles Schwab Bank, Ssb
    Newport Beach, CA
Previous Registrations
  • 2014-07-24 → 2019-10-15
    Rbc Rochdale, Llc
    Beverly Hills, CA
    New York, NY
  • 2009-06-01 → 2012-12-04
    Morgan Stanley
    Beverly Hills, CA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Beverly Hills, CA
  • 2006-07-18 → 2007-04-02
    Morgan Stanley Dw Inc.
    Beverly Hills, CA
  • 2005-09-19 → 2006-05-24
    Morgan Stanley Dw Inc.
    Beverly Hills, CA
Other Businesses

1) A Word to the Wise | Investment Related:No|8717 Dartford Pl|Inglewood|CA|90305|USA|Printing/Publishing|Author|2/18/2019|Less than 20|0|Self publishing author.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-23
  • S66 Uniform Combined State Law Examination
    2005-08-23
Other Names
  • Andrea Lashaun Collins
  • Andrea Lashaun Colins
  • Andrea Lashaun Collins
  • Andrea L Collins

View on SEC IAPD

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