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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-02-04 |
Branch Locations
7500 E. Pinnacle Peak Rd Suite A-104, Scottsdale, AZ 85255 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 05/2025 | 12/2025 |
| Vanguard Marketing Corporation | Scottsdale | AZ | 05/2025 | 05/2025 |
| Arizona State University | Tempe | AZ | 09/2023 | Present |
| Valley Vista Highschool | Surprise | AZ | 09/2018 | 06/2022 |
| Panera Bread | Scottsdale | AZ | 08/2023 | 12/2023 |
| Westpoint Elementary School | Surprise | AZ | 07/2012 | 07/2018 |
| Glendale Community College | Glendale | AZ | 09/2022 | 09/2023 |
| Lpl Financial Llc | Scottsdale | AZ | 01/2026 | Present |
1. 01/2026 - one2one Wealth Strategies - DBA for LPL Business (entity for LPL business) - Investment related - At Reported Business Location(s) - 160 Hrs/Mth - 90 Hrs During Trading - OBA start date: 01/05/2026
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 2025-09-05 |
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